The Agentic Oversight Framework

AI agents are no longer just a proof of concept. They're quietly transforming how financial institutions handle KYC and sanctions reviews today. But with that transformation comes the need for clear guardrails.

That’s why we created the Agentic Oversight Framework (AOF). Developed in collaboration with risk and compliance leaders, and reviewed by regulators and industry professionals - we present a practical guide to adopting AI agents safely, without stepping outside your existing governance model.

Over the past few months, we’ve helped several institutions train AI agents on their live KYC and sanctions workflows, and then evaluate them side-by-side with human reviewers. The early results have been striking:

  • Reducing their KYC backlog from 14 hours to just 41 minutes
  • Onboarding time dropped from 20 days to under 2 minutes
  • Agents independently resolved over 97% of false positives

In this guide, you will find:

  • Case studies from clients in live production
  • A framework to manage hallucination, bias, and drift
  • A step-by-step guide to training and supervising agents
  • How this approach aligns with regulatory expectations for audit, oversight, and transparency

Download today to get the full insights.

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