AI agents can cut a bank's decision times from hours to minutes. They can also turn a routine exam into a finding when the audit trail stops at the model's front door. This playbook translates Sardine's Agentic Oversight Framework into supervision-ready components for model governance, third-party oversight, and operational risk teams.
It covers the full deployment lifecycle, from risk tiering an agent to the documented sign-offs required before go-live, mapped to the frameworks examiners already use: SR 11-7, FFIEC, OCC guidance, and the EU AI Act.
Inside, you'll find:
- A three-tier classification map that scales oversight to agent impact, aligned with OCC and FFIEC risk-based governance
- Reference architecture for audit-ready AI systems: inference gateways, immutable logs, explainability layers, and fallback paths
- A validation playbook built for SR 11-7, covering backtesting, adversarial testing, bias audits, and independent review
- Contract terms that keep third-party AI vendors auditable, including audit rights, security certifications, and data exit guarantees
- The pre-launch checklist of documented sign-offs across model risk, infosec, privacy, and compliance
Download now and get all the insights.
Topics
Compliance
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